TLDR: SEC ISS action seeks court enforcement after the firm declined to fully satisfy a July subpoena. The SEC says missing ISS records have hindered its securities-law examination and oversight work. ISS faces scrutiny over proxy influence as regulators pursue documents tied to ...
SEC ISS Subpoena Action Puts Proxy Advisor Under Regulatory Scrutiny
其他语言标题
- 한국어SEC의 ISS 소환장 조치로 프록시 자문사가 규제 조사 대상에 올랐다